| ROTH Capital Partners is a full service investment banking firm dedicated to the small and micro-cap market. Headquartered in Newport Beach, with offices in Los Angeles, San Diego, Seattle, Salt Lake City, Massachusetts, Maryland, New York City, and Shanghai, China, ROTH offers a wide array of services to both corporate and institutional clients, including: initial public offerings, follow-ons, PIPEs, private placements, mergers and acquisitions, investment research, and institutional sales and trading. The firm is best known for finding, funding and fostering the growth of emerging companies.
ROTH has raised over $10 billion for small and micro cap public companies and completed over 135 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions; raising over $2 billion for its clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999. It is a member of the Financial Industry Regulatory Authority (“FINRA”), and the Securities Investor Protection Corporation (SIPC).
|
